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By Miguel Angel Trejo-Rangel, Victor Marchezini, Daniel Messias dos Santos, Marina Gabos Medeiros and José Carlos Luzia Rodrigues. This blog was first posted on PreventionWeb on 24 May 2022.

Why social innovations to enhance disaster risk reduction?

Between 2000 and 2018, Brazil was hit by 65 flood-related disasters, representing close to 71% of disasters recorded. They were also the deadliest – causing 2,435 fatalities out of a total of 2,767.

It is therefore necessary to examine how societies respond to hazards using social innovations. Social innovations, according to Geoff Mulgan (2006), include actions that are related to the creation of long-lasting innovative activities, and services that are motivated by a social need.

This project looks at how social innovations could enhance disaster risk reduction (DRR) – and which innovations would be best suited to achieving results – in São Luiz do Paraitinga, Brazil, a city that is frequently exposed to floods and landslides.

Location of São Luiz do Paraitinga, São Paulo, Brazil (Trejo-Rangel, M. A., 2022©)
Location of São Luiz do Paraitinga, São Paulo, Brazil (©Trejo-Rangel, M. A., 2022)

What did we do?

We conducted a number of activities to look at which social innovations could enhance DRR in São Luiz do Paraitinga, and how they could be applied. Local high school teachers and civil defense members were enlisted to the core group to organize activities, and other participants (including the general public, high school teachers, and students) contributed by sharing their insights.

A participatory 3D model

The first activities were facilitated by the implementation of a low-cost participatory 3D model (P3DM) –a communicative facilitation method that can be used to stimulate participation in characterizing hazards, vulnerabilities, capacities, and disasters.

The P3DM was used in the town’s main square and the only high school, with different focus groups (general public, high school employees and students) and using a range of methods (semi-structured interviews, roundtable conversations, discussions, and presentations) to understand what social innovations could be led by locals to enhance DRR, and how.

The participatory 3D model, s made of low-cost materials, was used to represent the territory and its elements for the intervention (©Miguel Angel Trejo-Rangel, 2019).
The participatory 3D model, s made of low-cost materials, was used to represent the territory and its elements for the intervention (©Miguel Angel Trejo-Rangel, 2019).

Participatory mapping

The second activity was participatory mapping – a method that requires accessible geographical information, and the participation of specialists to communicate data to high school students.

The participatory 3D model, s made of low-cost materials, was used to represent the territory and its elements for the intervention (©Miguel Angel Trejo-Rangel, 2019).
The participatory 3D model, s made of low-cost materials, was used to represent the territory and its elements for the intervention (©Miguel Angel Trejo-Rangel, 2019).

The participatory mapping activity was facilitated with high school students at a workshop during which the participants were asked to identify hazard-prone areas and social groups with higher vulnerability, and then to propose DRR measures.

Survey

After collecting the social innovations that could be implemented for the city, we shared a survey of 26 questions. The survey was useful for gathering data about which actions interest responders most, to know what partnerships could be developed and what resources would be needed to implement the actions.

Online survey to identify social innovations (Miguel Angel Trejo-Rangel, 2021©).
Online survey to identify social innovations (©Miguel Angel Trejo-Rangel, 2021).

Seminar

Lastly, we organized a two-day hybrid seminar, at which both in-person and online participants engaged in roundtable conversations, a music presentation, a photography exhibition, and pedagogical games, as well as presenting the main outcomes of previous activities.

Roundtable with key stakeholders (©Victor Marchezini, 2021).
Roundtable with key stakeholders (©Victor Marchezini, 2021).

What did we find?

The project gave high school employees, students, and the general public an opportunity to identify social innovations to enhance DRR in their city. The ten actions selected by vote were:

  • prevention plans
  • natural area conservation and restoration
  • tours of at-risk areas
  • engagement of children and youth
  • evacuation plans
  • mapping of vulnerable areas
  • community monitoring of the Paraitinga river
  • communication mitigation measures
  • territorial and land-use planning
  • community-led rainfall monitoring.

These measures should be implemented by the community, with support from the relevant critical sectors (such as government, NGOs, and the private sector). The plan also requires technical, financial, and human resources, as well as incentives to motivate community members during the implementation processes.

Finally, the project noted that public policies should support the implementation of social innovations to promote disaster risk reduction, but these policies should also be developed using a social-innovation approach.

The most voted measures selected by respondents (Miguel Angel Trejo-Rangel, 2022©).
The most voted measures selected by respondents (©Miguel Angel Trejo-Rangel, 2022).

What happens next?

As a group, we recognize that DRR is a continuous process that should include a wide range of stakeholders. We therefore encourage other DRR facilitators and locals to see this project as a replicable practice that can be adapted to other contexts, in other areas exposed to the impact of other hazards. But most importantly, it is an intervention that includes the groups directly impacted by disasters.

As we move forward, we need to make sure that the proposals are implemented and supported by the stakeholders who can provide resources and incentives to make these actions possible.


Miguel Angel Trejo-Rangel is a doctor in Earth System Science by the National Institute for Space Research, researcher at the Disaster Research Group (GPD) and specialist in Disaster Risk Reduction.

Victor Marchezini is a Sociologist of Disasters, researcher at the National Early Warning and Monitoring Centre of Natural Disasters in Brazil, professor of the Earth System Science postgraduate program at the National Institute for Space Research, and coordinator of the Disaster Research Group (GPD).

Daniel Messias dos Santos is a historian and pedagogue with a master’s degree in human development, and is currently a high school teacher at the State School Monshenhor Ignácio Gióia in São Luiz do Paraitinga.

Marina Gabos Medeiros is a historian, and is currently a high school teacher at the State School Monshenhor Ignácio Gióia in São Luiz do Paraitinga.

José Carlos Luiz Rodrigues is the head of the Civil Defense in São Luiz do Paraitinga, São Paulo, Brazil.

 

After two years of virtual co-working, Gold Matters project members reunited for an end of project workshop held in mid-May at the Nordic African Institute in Uppsala, Sweden. At the workshop they explored their learning from the project and refined its key conclusions. This post was first shared by Luciana Massaro on the Gold Matters website.

The Gold Matters Write Shop 2022

Finally, we met again! The Gold Matters members reunited after two years of virtual co-working on the occasion of the project workshop held in mid-May at the Nordic African Institute in Uppsala, Sweden. Emotions, ideas, and conversations flowed from the first moments and renewed our energy and enthusiasm for our project.

To break the ice, each member was asked to describe their journey in the project by bringing a meaningful object: a retort, two pieces of art, a pack of beans, a pen, two erasers, a book, a magnifying lens, a map, a notebook, a pair of shoes, a gold nugget, and a scale for weighing gold. Some objects represented the researcher’s personal involvement in the field, others spoke of miners’ everyday working life – these objects became useful tools for reflecting on transformations to sustainability.

In mid 2020, when the pandemic outbreak took a toll on our taken for granted lives, it became essential to switch to remote working in order to carry on with the research project. The pandemic exposed how vulnerable our jobs are, but also revealed our privileges with respect to many sectors with less flexible working conditions. We became used to seeing each other through a screen frame, often in the more intimate settings of our houses. It became normal to have funny interferences from family members and pets, and luckily, we never had any awkward moments.

As engaged anthropologists, we all started reflecting on meanings and consequences of such change on our personal and working life. It was striking how irreplaceable face-to-face interactions have proved to be. How nice it was to work together again in Uppsala, and also to share a laugh in person, especially if we consider that some members that joined the project more recently, like myself, never had a chance to meet the others face-to-face. It wasn’t only the impossibility of doing fieldwork for more than two years, but also the opportunity of visiting other fellow academics in their institutions, and exchanging knowledge and experiences.

The workshop, brilliantly organized by Eleanor Fisher and Cristiano Lanzano, went on smoothly, between working sessions, coffee breaks and nice dinners around Uppsala. All participants and personnel from the Nordic Africa Institute got involved in a live painting performance with artist Christophe Sawadogo, where we were invited to use the paint to write down and draw ideas and feelings over the importance of knowledge and education.

The workshop ended with a visit to the old Sala Silver mine, where we had the chance to physically descend into an example of Swedish industrial historical heritage that was also once a small-scale mine. What a perfect way to conclude our workshop!


Luciana Massaro is a post-doc from the Vrije Universiteit Amsterdam (NL)

In this blog, Esther van de Camp shares insights from a scenario planning workshop at which gold miners debated the most important and uncertain drivers of ASGM in relation to sustainability, and envisioned four worlds and one priority.

Four worlds for 2042
This painting visualizes four worlds that small-scale gold miners in Busia District, Uganda, have envisioned for 2042. The worlds cover the extremes of the most important and most uncertain drivers of ASGM and sustainability: land ownership and empowerment of ASM. Artist: Achom Agatha.

As part of a last PhD fieldwork, in 2022, I collaborated with fourteen leaders of several Artisanal and Small-scale Mining Organizations (ASMOs) in Busia District to do a Scenario Planning workshop. This Scenario Planning was a transdisciplinary method that used both artistic and scientific principles to i) pinpoint two paramount uncertainties of Busia’s gold mining future, ii) envision four worlds that cover the extremes of those uncertainties, and iii) prioritize strategies accordingly (Masterclass 2015). This was the driving question of our workshop: “considering the coming 20 years, how can we continue to develop a sustainable gold mining business?”

The workshop took place at the new school located on the edge of the village trading center, where the noises of ball mills and other mining machines were out of ear’s reach. The lawn surrounding the school showed traces of the exploration for gold that was put on hold in support of building the school. Tranquility and spatiality market the atmosphere of the school terrain. At the end of the day’s workshop, the terrain’s calm atmosphere felt like a silence before the storm.

The main take-home message of the workshop was the threat that miners increasingly felt that they would lose their land. A miner explained: “a big storm is coming, because little do we know that we are sitting on the richest gold belt of East Africa and nothing can stop them from evicting us.” This threat and awareness impacted the way that miners negotiated their various strategies for sustainable futures.

The small-scale mining professionals identified – in relation to their gold mining future and its transformations to sustainability – two paramount uncertainties, four worlds, and one strategy. The two uncertainties were land tenure (indefinite land ownership or loss of land)[1] and empowerment of artisanal and small-scale mining (high or low). Other important drivers were education, attitude, technology and investments. Along the axes of the two uncertainties, they envisioned four worlds: ‘Out of our hands’ (land loss – high empowerment), ‘Gold in our hands’ (land owned – high empowerment), ‘Misery world’ (land loss – low empowerment) and ‘Promising world’ (land owned – low empowerment). Miners concluded that a fundamental strategy should be to survey the land: certainty of land ownership enabled and strengthened investments in other measures that miners are engaged in, such as underground mining, substitution of mercury and land reclamation.


[1] This corresponds to the land tenure systems freehold and leasehold out of the four types of land tenure in Uganda.


Esther van de Camp is a Ph.D. student from Leiden University (NL)

 

Workshop team:

ASMO representatives: Aguttu Josephine, Amoding Beatrice, Angesu Paul, Apio Everlyn, Engidoh Paade, Kataike Margaret, Wabwire Simon, Masinde Betty, Naume Sarah, Olaro Augustine, Omoit Eriya, Omukaga Alex, Ujaala Robert and Samanya Isaac.

Host: Ongurata Richardson, headmaster of Tiira Golden Primary School in Tiira Town Council

Artist: Achom Agatha from Busia District, Uganda

Facilitators: Marauni Shadrack, youth representative in Busia District & Esther van de Camp, Leiden University

Masterclass (2015) Mastering the Future with Scenarios: Report of 3-day Masterclass with Ulrich Golüke September 11-12-13, 2015 Scenario Planning Masterclass.

Nii Obodai in conversation with Eleanor Fisher.


One day we will have left images and information that will allow people in the future to see where we are today and why they are who they are, in whatever future we have created for them. So, the photograph becomes part of cultural history in the making.

Nii Obodai works with photography, audio and text, and has a particular interest in recording and celebrating the unseen and every day in Africa. Working in black and white, his photography encompasses portraiture and ethereal landscapes. In conversation with Eleanor Fisher at the Nordic Africa Institute, he reflects on how he was drawn to portray the lives of gold miners for his series “Big Dreams, Life Built on Gold”, which is featured in an on-line exhibition: https://www.exhibitiongoldmatters.com/

©Nii Obodai
©Nii Obodai

EF: I know from having watched you take photos in Ghana that you have a certain way of working, can I start by asking you to describe your approach?

NiiO: My approach has been the same for the last 25 years – I am still shooting film. I enjoy the aesthetics and the process; I enjoy experimenting with film material and the chemicals, and with different printing materials. It is important that each story has its own feel, in terms of discovering an aesthetic that becomes unique to that body of work. That is where the experimentation comes in; I find working with film very satisfying.

I started with small format photography cameras and film, now most of the work I shoot is with large format film cameras. This is a more slower and engaging experience, it is more gratifying in terms of getting the kind of information that I want, especially out of landscapes, and portraiture. I get a lot more detail in large format film.

Gbane, Northern Ghana
©Nii Obodai

EF: I know you prefer to use black and white for the images you produce, is there a reason for this?

NiiO: Well it’s just a matter of practicality, the chemical formulas I either make myself or I can find them in my area or import them. Most of the film I have to import, but also I can use household products to make the processing chemicals and the fixers. Colour photography, it is always incredibly complicated maintaining the temperatures, like where I am here today in northern Ghana; it is incredibly hot and dry. I would need a ton of ice to develop film here. I have a lot more control with black and white processes and anyway I simply enjoy making photographs in black and white.

©Nii Obodai
©Nii Obodai

EF: For your series Big Dreams: Life Built on Gold. Can you explain a little about the motivation?

NiiO: If we go back to 2013 or 2014, I started hearing about Chinese miners in Ghana, illegal migrants coming in and acquiring concessions and digging up forest regions and basically taking over the galamsey [small-scale] mining industry. Conflict started taking place between the Chinese and local miners, I wanted to understand what was going on. There were lots of reports [in the Ghanaian media] concerning the environmental impact, the negative impact it was having on the forest and on communities, A few years before, I made a commitment to myself that I would focus the majority of my work on the environment. This story of the miners and their relationship with the environment, I really felt I had no choice. It was compelling, I had to see for myself what was happening.

At first, I thought it was all about the Chinese, because a lot of the information I was getting was coming from the radio stations and it was very graphic, about the Chinese being in conflict with local people and the devastation they caused, so there was a lot of blame on them. Then I started asking myself questions, ‘well how did they get there’ they can’t get access to land unless a Ghanaian gives them the access to the land. It’s not possible for anybody to come into Ghana and just appropriate land, it doesn’t work like that, our traditional and governing systems don’t allow for that to happen because the ownership of the land is with the people. That meant that we have to ask ourselves the question of why this is taking place?

One of the fundamental ways I approach photography is from the point of view of offering whomever I am working with – whoever gives me access into their lives – dignity, and this plays a major part in our relationship building. So even with the Chinese it was not pointing blame at them or shooting them in ways that put them in compromising positions with my photography, but rather see them in a non-judgemental way, so it was really about getting to know why they had come here and what all of this means.

©Nii Obodai
©Nii Obodai

Photography is such a powerful medium to work with. Making photographs of people is a privilege, it is not something that I take as a weapon to degrade people through images. This is especially true as I come from a culture where through our history – if you look at the early history of photography in Africa – the camera was used to dehumanise people, it was used as a way to further policies and motivations for exploitation of Africa. So, photography has a history in Africa that sometimes makes us uncomfortable and we (photographers) need to be aware of that and especially those of us coming from here ourselves. When we are working, I think it is very important that we use photography in ways that actually benefit everybody and not just the image-maker or for other nefarious reasons let’s say.

So yeah, with the Chinese it was on the basis that we would engage as people meeting each other and listening to each other’s stories. As those relationships grew, it also allowed me time to start making relationships with Ghanaian miners who were taking over Chinese fields because the Chinese were being deported from the country. I started learning more about our cultural attitudes towards the galamsey. You know gold mining has been going on in this region for centuries; it is nothing new so it is important to understand the history of gold mining here, through traditional storytelling, even from spiritual aspects of gold mining. This really means getting to know people, getting to know their communities, the hierarchical systems in communities, and not just going in as a photographer and bang, bang, bang with lots of images, they look great, but…

Gbane, Northern Ghana
©Nii Obodai

EF: That raises an interesting question because from working in artisanal gold mining communities myself I know how much distrust there can be to outsiders. You have some very intimate portraits and I was wondering how do you build that rapport?

NiiO: Hmm – its time. Time and lots of visits. When I first approach people, they think I am working for the press or working for the government and I am not working for either so I let them know that I am coming to them more as an artist / documentary photographer. These investigations are part of my artistic practice, and the work is not there to be in any way, let us say, profit-making through the media, in terms of exposing who they are. For me the work is more than trying to explain to people today, it is actually for the generations that are not yet born, that one day we would have left images and information that would allow them to see where we are today and why, and why they are who they are in the future. It’s more about seeing the photograph as part of our cultural history in the making.

©Nii Obodai
©Nii Obodai

EF: I love that reflection about photography and its value for people who are not yet born, which brings me to the theme of sustainability and future generations and I think my final question. You are working with us [the Gold Matters project] within a transdisciplinary team, which brings all sorts of researchers together, what is your observation about what photography brings to our work and to the Team?

NiiO: When we look at our collection of works there is some really brilliant image-making that has been done,  especially because with the researchers you can see they are invested in their research and the people they work with. For me, you asked me the question of how do I build trust? Well, one of the things I read in most of the images, indeed pretty much for everybody in the research team is that they have worked on building trust, coming back and building upon the relationships in the locations that they are working. This has allowed us to make images beyond just the factual, that you can actually read through the photography that some good connections have been taking place in the research field, it is not just us researching them, but it is collaborative. I mean we’ve got our miners shooting film and making videos of their lives as part of the project, it’s a very intimate process that we bring into this research, its not cold.

EF: I think that is a nice note to end on, around the fact that it is a collaborative process, we could go on talking but let us leave it there for today, thank you very much Nii and I hope your trip continues to go well.

By Sumaiya Binte Anwar, Research Officer, ICCCAD; Mahmuda Akter, Research Officer, ICCCAD; Faizah Jaheen Ahmed, Research Intern, ICCCAD

“We are the people of coastal area, Our sufferings know no bounds, We have to survive fighting various disasters.”

—Shagorika Mondol, song sung to pattachitra scroll on disaster awareness

How do you creatively inform the community about dealing with a tragedy that regularly befalls them? Or encourage them to stand back on their feet after a natural calamity strikes?

A troupe of performance artists from the small town of Shyamnagar, Satkhira, do this through a unique folk tradition of visual storytelling using a pattachitra (traditional scroll). The story depicts their tale of sufferings through colourful performances. The songs have catchy choruses, which once heard, are difficult to shake from one’s mind.

Our two-person team visited the town as a field visit as part of the TAPESTRY project in March 2021. We were happy to discover that the local cultural group ‘Jubo Shilpigoshthi’ in Shyamnagar had created scrolls that raised awareness of the impacts of climate change and natural disasters – very frequent visitors to this region. The artists were printing and singing about current events, as well as mythological subjects. Some of their scrolls commemorated the tragedies of natural disasters such as cyclones Aila and Amphan, while others promoted social issues, health education, and preventive measures against lack of sanitation or the coronavirus pandemic.




 

The long patas (scrolls) visually tell the story of preparing for disaster, in the form of paintings or printed pictures. An additional attraction is the rhythmic lyrics of an accompanying song. The choir composes a ‘pater gaan’ (narrative song) to go along with the printed scrolls. The team dances to the rhythm and beats of local instruments as they narrate the stories of the patas, following the style of narrating ballads. Shagorika, the lead singer of the team, told us that it took her about 15-20 days to write the lyrics, compose the song and print the scroll with relevant pictures.

Printed Scrolls on Tropical Cyclone Preparedness. By: Sumaiya Binte Anwar

Her Pattachitra performance described the frequency of climate-influenced disasters in this southern coastal region, and their effects on local people. The performance highlighted how human activities like the deforestation of the Sundarbans have contributed to the rise in global temperatures, and influenced disasters such as floods, droughts, river erosion and tidal waves which occur every year, destroying their lives and livelihoods. Through the song, they answered questions on how to react, what to do and how to remain protected against damage if they are faced with a devastating tropical cyclone.

During the show, the Patuas (painters) gradually unfurled the long scrolls as the song continued:

“Be aware of the danger signals 9 and 10 You should stay safely together inside the shelters.”

Local people are trained on preparing for cyclones, and this training includes information on what the warning signals mean. But many people find this complicated, or they forget the meanings of the signals as time passes. When the same message comes through a melody of a song, accompanied by scrolls with pictures, the signals becomes easier for them to remember. Such activities have helped convince children and adults of the importance of evacuating to shelters – this is what a million people had to do as cyclone Aila and Amphan made their final approach.

Shagorika and her Pattachitra Team By: Sumaiya Binte Anwar

The lyrics also portrayed the sufferings of the coastal people, particularly the people of the Sundarbans, who rely on the mangrove forests, and make their living from agriculture, collecting honey or fishing activities. The song narrated how the traditional livelihood sources of the people have recently been at risk from frequent disasters. This aligns with the purpose of the TAPESTRY project, which is to understand the transformations in livelihood opportunities of coastal people, and how they can adapt to new changing environments or become more resilient to disasters.

Art historians have suggested that the traditional artform of pattachitra has been practised for over a thousand years in rural Bangladesh and some parts of India. Historically, pats were cloth scrolls on which mythological or historical and religious epic events and stories were painted as a sequence of frames. Pattachitras have been compared to cinema frames or animation, and are said to be one of the oldest forms of audio-visual communication.

More recently, pattachitra artists have broadened the tradition to include contemporary local and global events. They have begun telling stories from diverse social issues, like dowry and family planning, and issues related to health, as well as using the scrolls as an educational tool for advocating birth control, and awareness of the spread of HIV. In recent times, narrative pictures are printed in sheets instead of paintings.

Shagorika and her team usually perform during winter on the premises and courtyard of the house of a rich person or a leader of a village. Tents are set up, and an audience gathers and sits on mats on the ground as the performance goes on. Normally, the team would travel from one village to another to present their stories, but the pandemic has grounded them to their local area.

Village audiences gathered in the courtyard to watch the Pattachitra Performance. By Sumaiya Binte Anwar

Meanwhile, the government and various NGOs have been working to raise awareness among the local people of these areas, through awareness training, Utthan-boithok (backyard meetings), posters, seminars, plays, songs and so on. Traditional mediums like pattachitra performances, with bright visuals and strong lyrical messages, serve the dual purpose of capturing people’s attention through entertainment and educating them on crucial issues.

Going forward, reviving thematic pattachitra performances could be an effective way to inform coastal people about transformative livelihood options and alternate livelihoods, while preserving the culture and traditions of the Sundarbans for years to come. It could also help to preserve a traditional art form with a thousand-year-old history, which is otherwise in danger of dying out.

By Flurina Schneider, Theresa Tribaldos and Stefanie Burkhart. 

Addressing complex sustainability problems requires more than scientific knowledge. Researchers must collaborate with societal actors from government, business and civil society, and engage in the co-production of knowledge and action. Sustainability-oriented networks can help to foster this co-production as they link different types of actors across various scales. But how can such networks effectively facilitate co-production? The ‘network compass’ offers guidance in supporting networks to reflect on effective strategies for sustainability transformations.

Network compass
The network compass, by Flurina Schneider

Why do we need knowledge co-production?

Co-producing knowledge and action means that various actors jointly generate context-specific knowledge and pathways to sustainable futures. It is an alternative model to more classical forms of science-society interaction, where science is assumed to generate new knowledge that society then acts on. Since sustainability problems are often too complex and contested for individual disciplines to generate solutions on their own, the co-production of knowledge and action is a promising way forward as it makes it possible to combine diverse types of knowledge from both, different disciplines and practice.

What are sustainability-oriented research networks and why do they matter?

Sustainability-oriented research networks such as Future Earth are formations linking actors from science, policy and society across geographical scales or sectors in order to promote collaboration in producing knowledge and/or action for sustainability. Such networks are usually organized around a kind of ‘support entity’ (e.g. a secretariat or steering committee) helping the network members to achieve their jointly defined mission. This mission, but also a network’s governance philosophy and related activities differ between networks. Some networks focus on research, while others are more interested in turning knowledge into action. Despite their diverse missions, philosophies and structures, networks share certain functions and capacities that differ from those of individual organizations, such as universities or research projects. In the case of knowledge co-production, networks are particularly useful in their functions of, for example, flexibly connecting different actors, joining forces or disseminating information.

How the ’network compass’ can support networks

The network compass represents an important starting point for structuring a process of systematic reflection on how networks can contribute in various ways to co-production and sustainability transformations. The methodology was developed through a reflection and learning process undertaken with different partner networks of Future Earth such as GLP, GMBA, BioDiscovery, MRI, PAGES and ITD Alliance to better understand how global research networks can be more effective and collaborative in contributing to sustainable development.

Network compass
Figure 1: ‘The network compass’: four generic fields of action, each with five subfields, through which networks seek to foster co-production of knowledge for sustainability transformations (Schneider et al. 2021).

The network compass supports networks in thinking critically about the role of co-production in the pursuit of their mission and how they can improve its related potential. With the aid of the compass, networks can analyse the diverse ways in which they promote co-production – for example, through individual network members in specific contexts, through the community of network members together and/or through the support entity of the network.

So far, the network compass has been applied for the following purposes:

  • Developing action strategies when creating a new network
  • Assessing and redeveloping action strategies of existing networks
  • Fostering joint understanding and trust within networks
  • Identifying collaboration opportunities between networks

Since incorporation of co-production processes can be a challenging task requiring novel, untested strategies and fundamental transformations of the networks themselves, learning within and between networks is crucial.

Using the ’network compass‘ to strengthen co-production

The network compass offers an iterative, step-by-step approach to help networks systematically reflect on and foster co-production processes.

As a first step, networks define their mission and sustainability goals. In a second step, activities that cater to the defined mission and goals need to be identified. Here, the network compass offers four generic fields of action that can be used for systematic reflection:

Action field 1: Connecting different actors and scales to enable co-production

Networks may ask themselves: To achieve our mission, do we (aim to) convene actors across disciplines, sectors of society, places and scales? And by that, do we (aim to) build a community that engages in co-production of knowledge and action? Then specific related activities, e.g. organizing conferences or workshops, can be identified.

Action field 2: Supporting the network members in co-production

Networks may ask themselves: How can we help our members implement co-production in their contexts? Specific activities could include providing information, training courses and funding opportunities.

Action field 3: Fostering co-production to leverage a network’s transformative power

Networks may ask themselves: How can we funnel our members’ efforts to become stronger collectively? Relevant activities would be coordinating synthesis reports, increasing the visibility of the community, or contributing input to high-level policy processes.

Action field 4: Innovating in the network to strengthen co-production

Networks may ask: What innovations are needed to strengthen the network’s capacity to engage in co-production?  Relevant activities would be self-reflection, vision development, or prototyping novel co-production approaches.

When identifying these activities, it might be helpful to first focus on re-considering the significance of existing activities and then to discuss what other activities might be important moving forward.

Once these activities have been identified, the third step is to scrutinize them in terms of their potential to effectively achieve the network’s sustainability goals. Here, the networks may critically ask themselves why they believe that the identified activities contribute to sustainability. Possible questions for reflection might range from revisiting the problem diagnoses, knowledge gaps and context conditions, up to potential barriers or required resources and skills. Depending on the results of these reflection processes, the networks might adapt their existing strategies (e.g. stronger emphasis on innovations within their networks), and/or change their activity portfolio (e.g. introducing vision development or training activities).

In short

The network compass can be a key tool for sustainability-orientated research networks to exploit their potential for co-production. It can be used to evaluate past sustainability activities as well as for strategic future planning and thereby strengthening the processes of co-production.

Network compass meeting
Figure 2: Example of a group working with the network compass (Photos: Franziska Orler).

More information can be found here:

 




Read the Practical guidelines

Read the full article:

Flurina Schneider, Theresa Tribaldos, Carolina Adler, Reinette (Oonsie) Biggs, Ariane de Bremond, Tobias Buser, Cornelia Krug, Marie-France Loutre, Sarah Moore, Albert V Norström, Katsia Paulavets, Davnah Urbach, Eva Spehn, Gabriela Wülser, Ruben Zondervan, Co-production of knowledge and sustainability transformations: a strategic compass for global research networks, Current Opinion in Environmental Sustainability, Vol. 49, 2021, pp. 127-142.


Authors:

  • Flurina Schneider is scientific director of ISOE, and professor in social ecology and transdisciplinarity at Goethe University Frankfurt. Her research focuses on learning and action for sustainability transformations, as well as on transdisciplinary research and science policy for sustainability. She graduated in geography, botany and law at University of Basel, and received her phd and venia docendi by the University of Bern.
  • Theresa Tribaldos is Head of the Just Economies and Human Well-being Impact Area at the Centre for Development and Environment at the University of Bern, Switzerland. Her research focuses on transdisciplinary approaches in sustainability transformations, justice questions in food systems, food system transformations, and sustainable regional development in mountains.
  • Stefanie Burkhart works as a research assistant at ISOE within the research unit Transdisciplinary Methods and Concepts. She studied American Studies and Political Science as well as ‚International Studies/Peace- and Conflict Research’ at Goethe-University Frankfurt and TU Darmstadt. Her research focuses on transdisciplinary biodiversity research, human well-being and ecosystem services as well as Science-Policy Interfaces.

By Sumaiya Binte Anwar and Mahmuda Akter, Research Officers, ICCCAD

In recent years, cyclones have battered the coastal fringes of Bangladesh, with one following closely after another. In Satkhira district, a combination of tidal flooding, inundation by storm surges, and saltwater intrusion has led to a rise in salinity in groundwater and fresh-water ponds. This is a problem for local people, who mainly make a living from farming and fishing, due to their close proximity to rivers and the world’s largest mangrove forest, the Sundarbans.

When cyclone Aila hit the southern coastline of Bangladesh hard on 25 May 2009, the main embankment that protect the region collapsed, wreaking havoc on farmers’ fields, vegetable gardens and fishponds in Satkhira. Last year, cyclone Amphan caused devastation on top of the upheaval of the Covid-19 pandemic. Most recently, cyclone Yaas in May 2021 caused further destruction in the region, with sea defences overwhelmed or damaged.

Powerful storms such as Aila and Amphan have made fresh water harder to come by, leaving local people struggling to produce enough food. Women, historically responsible for vital tasks such as securing potable water and firewood, have borne most of the strain. After Aila, men working at ‘gher’ farms (freshwater shrimp farms, modified from rice fields) suddenly experienced a massive loss of income, as all ‘ready to export’ grade shrimp was washed away. To combat the crisis, men and women joined together to work to manage a living.

In the aftermath of Aila, an increasing number of people, especially men, migrated to nearby cities for jobs. Agriculture and fish farming became even more arduous due to the increased salinity. Some workers moved permanently, while others went as seasonal day-labourers or brick-makers for the six months of the dry season. Left behind at home, the women in these areas have had to manage a female-headed household.

These women have had to take on various additional responsibilities. These include taking care of the agriculture and farming activities to earn money, besides their traditional roles of looking after their households, raising children, fetching water and gathering firewood. Some of them have also started to pick up work as day labourers when they can find it, pitching in on shrimp farms or helping out with the harvest when crops are cultivated. This triple workload has made women’s daily responsibilities much greater than before.

Minoti Rani from Vamia, a village of Burigoalini union, Shyamnagar Upazilla, Satkhira said, “I was not used to working in the fields, but cyclone Aila broke the social taboo. Me and many other women of our village started working to earn money for our family and to survive after Aila, and we have been continuing our work outside since then to support our family.”

training session
Training on Homestead vegetation being conducted by Caritas in Vamia. Photo: Sumaiya Anwar.

Despite the tragedy and loss from cyclone Aila, the recovery from the disaster proved to be an opportunity to build back a stronger, safer and more resilient community in the coastal districts. As climate change and more unpredictable weather patterns exacerbate the uncertainties of livelihood opportunities, local NGOs have come forward to help with training. This has included training for women to help them diversify their livelihoods, as well as on health and sanitation, and agricultural skills.

Through these training programmes, women have been able to adapt to more efficient ways of growing food around their homesteads, and adopt better techniques for livestock rearing and fish farming. They have also learnt various cultivation processes, like tower and bed gardening, tree-planting on embankments (using a saline-tolerant variety), and preparing organic compost for agriculture. The women have also received training on an environmentally friendly and cost-effective method of pest control, known as a ‘sex pheromone trap’, which uses insects’ own hormones to prevent their spread.

Organic compost prepared by women from a Caritas training session. Photo: S. Anwar.

Pheromone trap. Photo: S. Anwar.

This technical and practical knowledge in various domains has led to more economic opportunities for Satkhira’s women. The training has also enabled them to support one another to cope with local challenges, and share information and learning.

Minoti Rani, one of the women who received the training in Satkhira, now has enough money to eat well and send her son to school. She has ducks, chickens, and goats. She said that earlier she was too shy to visit a market, but now she is bold enough to visit not only markets but also the Chairman’s office, if necessary, to advocate for local issues.

Pushpu Rani from Kultoli (a village of Munsiganj union, Shyamnagar Upazilla, Satkhira) told us: “We were not allowed to give any opinion in front of our family members but now we have learned a lot from trainings, and we are earning more money than our husbands so everyone gives importance to our words.”

‘Contributing From Where I Stand’

A resident of Kultoli progressing towards self-sufficiency through her homestead gardens. Photo: S. Anwar.

The value of women’s work in Satkhira has traditionally not been recognised by their families or by wider society – even though women bear the majority of the family workload. Now, although they also work seasonally as day labourers, are actively involved in fishing and agriculture, and help their husbands in shrimp farms (ghers), they still consider themselves as housewives – not realising that they are turning their home and their courtyards into homestead business ventures. The struggle to build more resilient self-sufficient communities is now being led by these women.

More formal employment opportunities for Satkhira’s women would be an important part of building their empowerment beyond the boundaries of the household. However, these small household initiatives in Satkhira have boosted women’s decision-making roles at the household level, which is an indicator of empowerment.

Stories like this one from the Sundarbans region of Bangladesh are similar to those in many other marginalised areas of the world. The TAPESTRY project (Transformation as Praxis: Exploring Socially Just and Transdisciplinary Pathways to Sustainability in Marginal Environments) is focusing on how vulnerable and marginalised people in this area and others are building their own agency, by working together on sustainable responses to uncertainties.

In countries with some the highest risks of climate uncertainty, India and Bangladesh, TAPESTRY focuses on three cases (coastal areas of Mumbai, the drought-prone drylands of Kutch, and the Sundarbans delta), described as ‘patches’ of transformation. The main focus of this project is on bottom-up transformation in marginal environments characterized by climate uncertainty. The project is working on how the transformation takes place in these patches as well as how these initiatives can be scaled up.

Climate change affects everyone, but not equally. Understanding this will provide the basis for designing climate change adaption policies and activities that build social resilience. Despite the huge challenges from recurring cyclones, people from Shyamnagar and Satkhira (especially women) are becoming more involved in adaptation practices, especially where men are absent because of seasonal or permanent migration.

If these local adaptation practices can be scaled up, women – who have previously been seen as marginalised – can be empowered as agents of change and innovation, rather than seen as mere ‘victims’ or sufferers of climate change. The overall financial stability of these vulnerable coastal communities will also benefit. Incorporating our learning from Satkhira into wider structural efforts, and sharing it among other ‘patches’ of transformation, could help to build resilience more widely elsewhere.

This blog relates to the session at the Sustainability Research & Innovation Congress (SRI2021), Critical social science perspectives on transformations to sustainability – emerging framings and approaches, which takes place at 11:00 am CEST on Monday June 14, 2021. Find out more and register now.

Are sustainability transitions as straightforward and faster as any other technological transitions in the past? Can we solve the critical problems of climate change and social sustainability through mere technological interventions? What role do the social science and humanities play in the acceleration of sustainability transitions?

The session on critical social science perspectives on transformations to sustainability on 14 June 2021 will discuss some of these vital questions by engaging with six out of twelve research teams from the Belmont Forum–NORFACE Transformations to Sustainability Programme.

The discussion will highlight the need to integrate the scientific facts with critical social, cultural, political, and economic fabric and co-design and co-produce knowledge with critical stakeholders of sustainability transitions. Such integration can enable more democratic engagement in the transition process.

The speakers of the session will provide a rich collection of collaborative approaches adopted to understand complex social phenomena and issues related to mining (GOLD MATTERS), urban water dynamics (H2O-T2S), intellectual property (IPACST), forest management (AGENTS), wildlife conservation (CON-VIVA), and energy systems (GoST).

The discussants will bring to the table that sustainable technological solutions can quickly become debt for marginal communities if deployed in isolation, without understanding their nexus with appropriate financing, training, infrastructure, land features, and other social and environmental issues with it.

Taking learnings from the IPACST project, I will highlight that sustainable technological solutions are coupled with intellectual property rights (IPRs) issues. IPRs provide an economic stimulus to inventors but sometimes contradict open innovation and decentralization. Thus, they may sometimes restrict technological diffusion. I will emphasize the need to relook at the current IP strategies adopted for sustainable technologies by technology providers to facilitate a systematic shift in the production-consumption system.

Finally, the session will bring together critical insights from collaborative projects emphasizing the need for long-term “human” and interdisciplinary solutions to transformations to sustainability perspective.


Dr Akriti Jain is a postdoctoral Fellow at the Indian Institute of Science, and part of the project team for the Transformations to Sustainability Intellectual Property in Sustainability Transitions (IPACST) project.

@aakriti04324882

The latest Transformations to Sustainability knowledge brief explores discourses and narratives around transformations to sustainability. James Waddell finds out more.

Stories help us understand others and ourselves. They unite us by forging connections and conveying shared values, culture and history. In other words, they provide meaning to our collective life. From childhood tales to political discourses embodying our hopes and fears for the future, narratives underpin every human life.

It’s no wonder that we need narratives for our societies, nor that doctrines use the power of narratives to dominate them. The problem we face today is that we can’t seem to move past a narrative that has been told for 40 years. Of course, reducing everything to narratives would be naïve, but neither can we underestimate their influence. Indeed, the neoliberal discourse still dominates, though it has shown us time and again its considerable flaws. Its model for growth has been revealed to be unsustainable by its dependence on overexploiting resources and degrading the natural environment, and by growing inequalities within societies and throughout the world.

If the pandemic has taught us anything, it’s that we’re all interconnected, humans to other humans, humans to the natural world, humans to animals, and so on. It raises the very serious question of how to ensure a sustainable future, if only we cease disturbing the natural balances of our world. And so, in light of the crisis, couldn’t we imagine a different future, where our economies and societies have internalized the lessons of the pandemic? What if we could come out of the COVID-19 crisis with a new vision for our societies?

We’ve certainly learned the importance of public health, but we’re also reminded that we must protect our shared home. If we constantly and ruthlessly exploit our planet to quench the unquenchable thirst of a small segment of our population, we will face dire consequences. This pandemic is just one example of how unsustainable methods affect the whole of humanity.

So, the question must be asked; are we stuck in the broken narrative of neoliberalism? As George Monbiot points out in a TED conference, discredited stories are usually replaced by new stories. Yet, the neoliberal narrative shows resilience.




As the latest Transformations to Sustainability knowledge brief shows, perhaps we’re not completely stuck in this failed narrative, it’s rather that no strong alternative narrative has emerged to challenge the old one. We need a new compelling sustainability narrative to replace our failing model. With a new narrative, we can envision a transformation of our economies, technologies, institutions, but also our human values and cultural norms.

The brief – and the peer reviewed paper on which it’s based – asks whether common ground between narratives on sustainability could create a powerful alternative narrative to challenge the dominance of the neoliberal capitalist discourse. This question is asked at an opportune time, as old stories are losing their grip, but new ones have yet to emerge.

The difficulty with today’s sustainability discourses is that they share very similar endpoints but disagree on the road we must take to achieve them. The inherent contradictions between approaches, such as neoliberalist reformism on one end and radical social change on the other, are illustrated by the United Nations Sustainable Development Goals that embrace social justice, human wellbeing and ecological integrity while committing to continued economic growth.

Nonetheless, the brief identifies common ground between alternative sustainability narratives: ‘a view of the world as made up of systems and networks; a relationship with nature that is sustainable, regenerative and planet-centric; human interdependence and cooperation; the goals
of human wellbeing, justice and plurality; and agreement on the value of participatory governance, a new economic system, prioritizing different human values and participatory knowledge practices as potential strategies for transformation’.

It then rounds up the common ground in five memes* – or key elements for a new narrative – that can be researched and articulated to form a shared sustainability narrative: worldviews, the human relationship with nature, human relationships with each other, the goals of transformation and strategies to achieve transformation. Could they be the building blocks of a storyline that would mobilize a discourse coalition to challenge neoliberalism? For now, it seems the common ground is significant enough to offer hope for developing a new shared narrative, enabling us to guide the transformation to a more sustainable future.

* the building block of a narrative or discourse; a replicable idea that can be transmitted. (not an internet meme).

Read the knowledge brief: Finding common ground in transformative sustainability narratives


James Waddell is currently undertaking an internship with the International Science Council. James is a Sciences Po School of Public Affairs Master’s student, majoring in Energy, Environment & Sustainability. During his studies he has acquired a rich background in social sciences, public policy and environmental policy. With his passion for these fields, he has imagined working for an organization with a “public purpose” for a long time. He is glad to finally put his knowledge to good use at the ISC, mainly through his support of the COVID-19 Scenarios Project, the Bouncing Forward Sustainability project, providing French content for the website, and providing assistance for other long-term projects.


Header image: L. Brideau via Flickr.

Illegally working with pans and mercury for a gram of gold? The international research programme Gold Matters adjusts and nuances this one-sided view policymakers have of small-scale gold miners. The programme focuses on conversations with the gold miners themselves: how do they see their future? This focus can lead to new perspectives on sustainability and ways of working. ‘Amazement is very productive.’

New insights come up when cultural anthropologists Sabine Luning, Marjo de Theije and Esther van de Camp talk about the gold miners they met in various African and South American countries. The typical neoliberal, large-scale gold mining in Africa and South America might be the dominant form of mining, but there are also at least sixteen million people worldwide who depend on small-scale gold mining. It is therefore hardly surprising that some researchers have specialised in the study of this way of life.

From panning to excavators

Or rather: ways of life. Gold miners in the rainforest of Suriname or Brazil work very differently from those in Ghana, Burkina Faso or Uganda. In the Sahel countries, there is often a lack of water to work with, whereas in the Amazon countries excavated pits often flood. Sabine Luning from Leiden University: ‘The conditions and techniques vary considerably, from panning for gold in creeks to using gigantic water hoses, or even excavators that open up the land to find gold ore that is subsequently grinded and processed into gold.’

The researchers and miners jointly map the landscape and the mines to discuss, for example, what the land could look like in the future. That leads to new ideas about sustainability.

Because large mining companies pay taxes and are checked for compliance with environmental rules, they have a better reputation with the IMF and the World Bank than small-scale gold miners. The latter often have a poor reputation, says Luning. ‘Governments frequently view small-scale gold miners as criminals, who work without the required permits and cause environmental damage. For example, the fact that mercury ends up in the food chain is definitely a problem. However, there are considerable differences in working methods. In Burkina Faso, for example, the government now recognises that large-scale, transnational mining excludes its own citizens too much.’

Aim of this research

In the research programme Gold Matters, nineteen researchers from countries including the Netherlands, Brazil, Burkina Faso, the United Kingdom and Sweden are collaborating with gold miners and artists in a transdisciplinary manner. The aim: visualising how mining takes place in the landscape and how that will influence the future of people and the natural environment.

Luning: ‘In January 2020, we jointly organised the first pop-up exhibition in a Ghanaian mining community.’

Exhibitions in mining communities form the heart of the research programme. The researchers collaborate with gold miners and artists in creating these exhibitions.

“Policymakers often talk about these people rather than engaging in dialogues with them”
Sabine Luning

Such exhibitions lie at the heart of the research programme. The researchers want to inspire, for instance, miners in Brazil by showing them images of and stories from miners in Uganda. ‘Amazement is very productive,’ confirms Luning’s colleague Marjo de Theije, professor at VU Amsterdam. ‘One time I spent spent hours talking with Ghanaian gold miners about fifteen photos from Brazil because they had so many questions about these! For example, they saw the possibilities an excavator provides. The conversation was so rich! Even though they may live on the other side of the world, gold miners have something in common; they understand each other.’

Soya or gold…

The researchers also aim to reach out to policymakers through their exhibitions. Luning: ‘They often talk about these people rather than engaging in dialogues with them. Too often policy makers suffer from tunnel vision but do base their policy on this. They can make life more difficult for the gold miners, which is hard to justify.’ De Theije: ‘Gold miners in the Brazilian Amazon say: “People consider an undulating soya field beautiful. Yet far more trees need to be chopped down for that than for our work. We have no other possibilities. Either we do this work, or we become thugs”.

…Women or grinding mills

Burkina Faso and Ghana are two of the locations where Luning worked. ‘In the south of Ghana, gold miners use more technologies to process ore than in the north of the country and in Burkina Faso. Here, the grinding of the ore is not done by women but by grinding mills. Such technological innovation also causes tensions because the women loose the income they used to gain by grinding the ore.’ This is what the women and gold miners discussed with each other during a workshop: how do you balance income and health, what are the alternatives and who determines the ultimate direction of changes?

The gold miners decided to photograph their work for a wider public. Instead of in an exhibition, these photos will now first be shared online.

Another way of initiating important conversations is to jointly map the landscape and the mines. Luning: ‘We walk through the landscape together and discuss its characteristics, how different mining teams operate next to each other, but could also increase collaboration e.g. by jointly tackling water problems. We talk about what the land could look like in the future. That can lead to new ideas about sustainability.’

For her research, De Theije also visited various countries, including the rainforests of Suriname and Brazil. ‘Gold prospecting has a long tradition in the Amazon area. Men move through the forest from one gold site to another. If they are successful, then entire families join them, and lively communities can arise with shops, dance halls and cafes. Once the gold runs out, then all of that disappears again.’

Seventy family members

In Suriname, De Theije once met a single mother from Brazil. ‘She had saved some money during her work as a cook in a mine and had started a little cafe. She maintained good relations with the gold miners. If they needed a good tractor driver, then she knew how to bring them into contact with somebody. In the end, some seventy family members of this woman were working in Suriname!’

In Suriname, the work has changed and they now use excavators instead of spades.

De Theije witnessed the changes in work methods that occurred in Suriname. ‘Fifteen years ago, men dug a hole with a spade. Now they no longer do that, but use an excavator instead. That became profitable when the gold price surged and the oil price fell. It is fascinating to see how accurately they calculate the grams of gold which must be found for using one barrel of diesel, the price of which can amount to twenty grams of gold, for example.’

COVID-19: a major setback

The researchers wanted to spread all of that knowledge and those stories among miners and policymakers, but the coronavirus crisis has seriously disrupted their plans. A case in point is Esther van de Camp, a PhD student from Leiden University, who had just initiated a new initiative when she was obliged to return home in March 2020 due to the corona crisis. ‘Gold miners were going to take photos of their work using second-hand cameras, and we were going to jointly create an exhibition for the local government and the many NGOs active there. The exhibition would also include photos from Brazil and Ghana as well.’

The researchers are now thinking of other, online ways of sharing their insightful and inspiring findings with gold miners and policymakers. That is a considerable task, but there is another challenge which should be mentioned. Van de Camp was fortunate: in total, she managed to do more than five months of field research in Uganda. During that time, she built up a good network and obtained a lot of information. However, her supervisor Luning observes that not all young researchers were so lucky. ‘Some PhDs and postdocs have not been able to complete their fieldwork and have to come up with a plan B with (too) little research material. The COVID crisis is a real disaster for young researchers who still need to build up their career and are now working at home, sometimes with young families.’

Did you know?
What should you look out for if you want to buy gold jewellery? Marjo de Theije, who wears beautiful earrings during the interview: ‘Many different standards have been developed for ethical, fair trade or fair mined gold for which people are better paid. The extra income generated is also used to help the community of mineworkers adopt cleaner technologies or establish a school, for example.’ In the Netherlands, Solidaridad is taking active steps to integrate social and ecological sustainability in the gold covenant between companies, governments and civil society organisations. On the producers’ side, they are working on improving the conditions in goldmines.


Photos: Nii Obodai & Sabine Luning.

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